Chairman and Executive Director

Mr. TAN Yueheng, is the Chairman and an Executive Director of the Company. He was appointed as a Director of the Company in February 2007 and the Vice Chairman of the Company in June 2007. He has served as the Chairman of the Company since July 2016 and was re-designated as an Executive Director of the Company in October 2016. He is also a director of various subsidiaries of the Company. Prior to joining the Group, Mr. TAN served as the deputy general manager of Jiang Nan Finance Limited from 1997 to 2002, the deputy general manager of CMB International Capital Corporation Limited from 1997 to 2002, a director of Great Wall Securities Limited from 1998 to 2002, the deputy general manager of China Merchants Finance Holdings Company Limited from 2002 to 2007, the chairman of the supervisory board of China Merchants Securities Co., Ltd. from 2003 to 2007, and a non-executive director of China Merchants Bank from 2004 to 2007.

Mr. TAN graduated from Hunan Institute of Finance and Economics with a bachelor’s degree in Finance in July 1983. He also obtained a master’s degree in Economics, with a major in Money and Banking from the Graduate School of the People’s Bank of China in July 1986 and a doctorate degree in Economics from the Graduate School of Chinese Academy of Social Sciences in December 1989. Mr. TAN is a member of the Chinese People’s Political Consultative Conference Gansu Provincial Committee and was appointed as a member of the Standing Committee since January 2020. He was the chairman of the Chinese Securities Association of Hong Kong from March 2015 to February 2019, and has been the permanent honorary chairman since February 2019. Mr. TAN has been appointed as a Justice of the Peace by the Hong Kong Government since October 2020, a director of the Chinese General Chamber of Commerce since November 2020, has been elected as a member of the seventh Legislative Council of the Hong Kong Special Administrative Region with effect from January 2022, and has been appointed as a member of the 14th National Committee of the Chinese People’s Political Consultative Conference since January 2023.

Chief Executive Officer and Executive Director

Mr. XIE Jie, is the Chief Executive Officer and an Executive Director of the Company. He was appointed as the Chief Executive Officer and an Executive Director of the Company in March 2024. He is also a director of various subsidiaries of the Company.

Mr. XIE joined BOCOM Group in July 2000 and held several positions, including the deputy senior manager of business development, deputy senior manager of commercial and industrial enterprises and senior manager of commercial and industrial enterprises of the corporate business department of BOCOM from July 2007 to March 2008, from March 2008 to August 2010 and from August 2010 to April 2011 respectively, the director of trust business and vice president of Bank of Communications International Trust Co., Ltd. from April 2011 to February 2013 and from April 2013 to August 2020 respectively, the general manager of Bank of Communications Capital Management Co., Ltd. from August 2020 to August 2022, the vice president of BOCOM Financial Asset Investment Co., Ltd. from April 2021 to July 2022, the president of BOCOM Financial Asset Investment Co., Ltd. from July 2022 to December 2023, an executive director of the same company from July 2022 to February 2024, and the chairman of the board of directors of Bank of Communications Capital Management Co., Ltd. from June 2023 to February 2024.

Mr. XIE graduated from Fudan University in July 2000, and obtained a Bachelor’s degree in Economics and a Master’s degree in Economics successively. He has served as a director of National Green Development Fund Co., Ltd. since July 2020, and a director and vice chairman of the Chinese Securities Association of Hong Kong since May 2024.

Executive Directors

Mr. WANG Xianjia, is an Executive Director, the Deputy Chief Executive Officer and Chief Risk Officer of the Company. He was appointed as a Non-executive Director of the Company in June 2022, and was re-designated as an Executive Director and appointed as the Deputy Chief Executive Officer and the Chief Risk Officer of the Company in December 2023. He is also a director of various subsidiaries of the Company.

Mr. WANG joined BOCOM Group in July 1999 and held various positions, including the manager and the deputy senior manager of the treasury department of the Macau branch of BOCOM from November 2007 to April 2008 and from April 2008 to September 2010 respectively, deputy senior manager of bond investments, deputy senior manager of foreign exchange trading and senior manager of foreign exchange trading of the financial markets department of BOCOM from September 2010 to September 2012, from September 2012 to December 2013 and from December 2013 to April 2014 respectively, the general manager of the foreign exchange trading department of the financial market business centre of BOCOM from April 2014 to April 2020, and the senior manager of foreign exchange trading of the financial markets department of BOCOM from April 2020 to November 2020, the vice general manager of the risk management department of BOCOM from November 2020 to June 2023, and has served as a non-executive director of Bank of Communications Schroder Fund Management Co., Ltd. since January 2021.

Mr. WANG obtained a bachelor’s degree in the Economic from Shanghai University of Finance and Economics in June 1999.

Non executive Directors

Independent Non executive Directors

Mr. TSE Yung Hoi, is an Independent Non-executive Director of the Company. He was appointed as a Director of the Company in June 2014. Mr. TSE is also currently the chairman of BOCI-Prudential Asset Management Limited. Mr. TSE served directorship in a number of companies listed on the Stock Exchange, including among others, being an independent non-executive director of China Tower Corporation Limited (stock code: 0788) from May 2018 to January 2022, DTXS Silk Road Investment Holdings Company Limited (stock code: 0620) from November 2017 to September 2023 (following his position as an non-executive director of such company from December 2015 to November 2017) and Vico International Holdings Limited (stock code: 1621) from January 2018 to March 2024.

Mr. TSE graduated from Fudan University with a bachelor’s degree in English in July 1975. He was awarded the Bronze Bauhinia Star by the Hong Kong Government in July 2013. He is also the life honorary president of the Chinese Securities Association of Hong Kong, the Vice Chairman of the Chinese General Chamber of Commerce and a member of the 12th Chinese People’s Political Consultative Conference Shanghai Committee, a member of the Advisory Committee of the SFC.

Mr. MA Ning, is an Independent Non-executive Director of the Company. He was appointed as a Director of the Company in October 2016. From August 1996 to July 2002, he worked at the People’s Bank of China (head office) where he was involved in devising policies and regulating the non-bank financial institutions in the PRC. From August 2002 to April 2010, he held various positions with and served as a managing director of Goldman Sachs (Asia) L.L.C.. From May 2010 to June 2015, he held various positions with Beijing Gao Hua Securities Company Limited and served as the deputy general manager and managing director. He has served as a managing partner of Tibet Lingfeng Venture Investment Partnership since August 2015.

Mr. MA graduated from Renmin University of China with a bachelor’s degree in Economics in July 1993. He obtained a master’s degree in International Finance from the Graduate School of the People’s Bank of China in February 1996 and a master’s degree in Business Administration from London Business School in August 2002.

Mr. LIN Zhijun, is an Independent Non-executive Director of the Company. He was appointed as a Director of the Company in October 2016. Mr. LIN is an independent non-executive director of China Everbright Limited (listed on the Stock Exchange, stock code: 0165) He was an independent non-executive director of Springland International Holdings Limited (withdrawal of listing on the Stock Exchange) from February 2008 to March 2020, South Manganese Investment Limited (formerly known as “CITIC Dameng Holdings Limited”) (listed on the Stock Exchange, stock code: 1091) from October 2016 to July 2021, Dali Foods Group Company Limited (withdrawal of listing on the Stock Exchange) from August 2015 to August 2023 and Sinotruk (Hong Kong) Limited (listed on the Stock Exchange, stock code: 3808) from February 2007 to March 2024.

Mr. LIN held various teaching positions in the Faculty of Management at the University of Lethbridge, Canada from August 1990 to August 1998, the School of Business of the University of Hong Kong from September 1996 to June 1998, and the School of Business of Hong Kong Baptist University from September 1998 to December 2014. He served as the vice president of the Macau University of Science and Technology from March 2018 to June 2022, the dean of the Business School of the Macau University of Science and Technology from January 2015 to June 2020, and an associate vice president of the Macau University of Science and Technology from February 2017 to March 2018. He currently serves as the Head of Academic Accreditation Office, and a professor of the Business School of the Macau University of Science and Technology.

Mr. LIN obtained a master’s degree in Economics (accounting) from Xiamen University in December 1982, a doctorate degree in Economics in December 1985, and a master’s degree in Business Administration from the University of Saskatchewan, Canada in October 1991. He has been a member of the American Institute of Certified Public Accountants since August 1995 and the Chinese Institute of Certified Public Accountants since June 1995. He is also a Chartered Global Management Accountant (CGMA) and a Certified Management Accountant (CMA) of Australia.

Board Committees

Strategy and Risk Management Committee

TAN Yueheng (Chairman)

XIE Jie

WANG Xianjia

SHAN Zengjian

ZHU Chen

WANG Yongqing

Audit Committee  

LIN Zhijun (Chairman)

SHAN Zengjian

WANG Yongqing

TSE Yung Hoi

MA Ning

Remuneration Committee

TSE Yung Hoi (Chairman)

SHAN Zengjian

ZHU Chen

MA Ning

LIN Zhijun

Nomination Committee

MA Ning (Chairman)

ZHU Chen

WANG Yongqing

TSE Yung Hoi

LIN Zhijun

List of Directors and Their Roles and Functions