| 1. |
Purposes of Collection |
| |
The personal data provided by you to the Company and in any documentation which comes into existence as a result of your opening or continuance of the Account with the Company, will be used by the Company for the following purposes: |
| |
(a) |
activities relating to the processing of your application to open and maintain the Account, including but not limiting to conducting credit reporting through credit report agencies both in Hong Kong and overseas, or the processing of your application for grant of credit or margin facilities by the Company or the continuation and the review of such credit or margin facilities (if applicable); |
| |
(b) |
activities relating to purchasing, investing, exchanging, acquiring, holding, disposing of and generally dealing in and with all kinds of securities on your behalf; |
| |
(c) |
maintenance of particulars and data in compliance with the statutes and subsidiary legislation which are enacted and effective in Hong Kong relating to securities business and transactions and also in compliance with the codes of the Securities and Futures Commission, the rules and regulations of The Stock Exchange of Hong Kong Limited. |
|
| 2. |
The Obligation to provide personal data |
| |
2.1 |
It is obligatory for you to supply the personal data as required by the Company. If you fail to supply the required personal data, the Company may refuse to open or continue the Account or may refuse to provide services to you. |
| |
2.2 |
When providing any personal data to the Company, please ensure that the data is accurate having regard to your obligations under the Ordinance. |
|
| 3. |
Classes of Transferees |
| |
3.1 |
The Company may, as it deems necessary, disclose to its agents or nominees, associates, individuals or corporations dealing with securities, futures and options clearing and the Company’s auditors such information as it requires to operate your account or execute your orders relating to the activities described in 1(b) above. |
| |
3.2 |
In compliance with any statute and subsidiary legislation which are enacted and effective in Hong Kong relating to securities business and transactions and also in compliance with the codes of the Securities and Futures Commission, the rules and regulations of The Stock Exchange of Hong Kong Limited, the personal data provided by you may be disclosed to: |
| |
|
(a) |
The Stock Exchange of Hong Kong Limited; |
| |
|
(b) |
The Securities and Futures Commission of Hong Kong; |
| |
|
(c) |
Any financial regulator as defined in the Ordinance, government bodies, other regulatory authorities, individuals or corporations who have the right to such data and information as prescribed by law. |
|
| 4. |
Access to Personal Data |
| |
In accordance with the terms of the Ordinance, you may request access to the personal data supplied by you and may request the Company to correct any inaccurate data. The Company shall be entitled to charge a reasonable fee for processing of any data access request. |
|
| 5. |
Enquires |
| |
Enquires concerning the personal data provided by you to the Company, including the request for access and corrections, should be addressed to:
Data Protection Officer
BOCOM International Holdings Company Limited
9/F., Man Yee Building,
68 Des Voeux Road Central
Hong Kong
Telephone: 2297 9888
Fax: 2851 9955 / 2851 9876
|
Notice of Cancellation of Original Share Cert...
Notice of Intention to Issue New Share Certificate
