Operations Associate

Department/Division: Operations

Based at: Central, Central and Western District

Position: Associate

Key Responsibilities:

1. Provide customer services and handle client enquiries via phone, email or in-person regarding securities trading, account management and market information;
2. Assist for client onboarding & data maintenance;
3. Responsible for verification on Customer Due Diligence (CDD), Know Your Client (KYC), Name Screening, Risk Level Assessment of new and existing clients; Work closely with Compliance, Business and related departments regarding the client issues;
4. Perform ad hoc projects as required.

Requirements:

1. Degree holder in Business, Economics, Finance or other related disciplines;
2. 1-2 years or above relevant experience in financial industry;
3. Holder of relevant SFC license (Type 1 and/or Type 2 regulated activities);
4. Good interpersonal skills and able to work effectively under pressure and be a team player;
5. Good command of written and spoken English, Chinese & Mandarin;
6. Immediately available is preferred.

Receiving applications:
https://jiaoyinguoji.zhiye.com/social/detail?jobAdId=69b7da2b-7029-4579-9055-5103e73a382c

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Operations Associate