Notice of Amendment to 

BOCOM INTERNATIONAL SECURITIES LIMITED 

“ADDENDUM IN RELATION TO 
PERSONAL INFORMATION COLLECTION STATEMENT CONCERNING STOCK CONNECT NORTHBOUND TRADING”

Date of Notice: 9^th July 2018 

Please be informed that the "PERSONAL INFORMATION COLLECTION STATEMENT CONCERNING STOCK CONNECT NORTHBOUND TRADING" (referred as the "Northbound Trading Addendum"), for existing client will be amended with effective date from 9th July 2018. 

Hong Kong Exchanges and Clearing Limited announced to launch the Investor ID Model for Stock Connect Northbound Trading (“Investor ID Model”) in Q3 2018. Should you wish to participate in the Stock Connect Northbound Trading, please read the attached Northbound Trading Addendum. This Addendum is related to the use of your personal data under Investor ID Model. If you agree with the stated usages, please complete the Addendum as enclosed below and indicate your consent

For operation details on Investor ID Model, please visit HKEX’s website:

http://www.hkex.com.hk/Mutual-Market/Stock-Connect/Reference-Materials/Northbound-Investor-ID-Model?sc_lang=en

A copy of the Northbound Trading Addendum can be obtained at any of our branches and will be available on our website: 
[Northbound Trading Addendum]

Please note that the amendment shall be binding on you if you continue to use our services after the Effective Date. If you do not accept the changes in the Stock Connect Addendum, please terminate your account(s) before the Effective Date in accordance with your right of termination provided in the Client's Agreements and Risk Disclosure Statements. 

BOCOM INTERNATIONAL SECURITIES LIMITED