BOCOM Inertnational Securities Limited

BOCOM International Securities Limited is a wholly own subsidiary of Bank of Communications, Co., Ltd., a Hong Kong listed company (HKEx Stock No. 3328), The Bank of Communications, Co., Ltd. is one of the five largest banks in China, with great financial strength and reputation.

BOCOM International Securities Limited is a corporation licensed with the Securities and Futures Commission to carry on Type 1, 2, 4, 5 regulated activities (CE No. APJ 121) and an exchange participant (No. 1842) of the Stock Exchange of Hong Kong Limited.

Do you want the best investment opportunities?

• ET Net quotation machines available, in comfortable trading environment
• Special low fees
• On-line trading
• Free real-time stock price quotations
• Direct ordering lines
• Margin trading services

Free of:

• Securities deposit fees
• Custodian charges
• First SI transferring fee (maximum HK$ 1,000)

BOCOM International Securities Limited Fees and Charges Table

BOCOM International Online Securities Trading Manual Guide

BOCOM International Online Overseas Trading Manual Guide

What kinds of services do Internet Securities Trading Service provide?

(1) Place order (Service hours : Trading days 9:00am-12:00pm & 1:30pm-4:00pm)

Place buy / sell order.

Modify or cancel non-executed order.

Provide the following 4 order types for selection:

(i) Limit Order
A limit order having a price equal to the best opposite orders will match with opposite orders at the best price queue residing in the System, one by one according to time priority.

(ii) Enhanced Limit Order
An enhanced limit order will allow matching of up to 10 price queues at a time. The ask order price can be input at 9 spreads lower than the current bid price, or the bid order price can be input at 9 spreads higher than the current ask price. Any unfilled quantity after matching will be stored in the System as a normal limit order at the input order price.

(iii) Special Limit Order
A special limit order will allow matching of up to 10 price queues (i.e. the best price queue and up to the 10th queue at 9 spreads away) at a time provided that the traded price is not worse than the input price.  A special limit order has no restriction on the input price as long as the order input price is at or below the best bid price for a sell order or at or above the best ask price for a buy order.

Any outstanding special limit order will be cancelled and will not be stored in the system.

(iv) At-auction Limit Order
An at-auction limit order is an order with a specified price and is entered during pre-opening session. At-auction limit order can only be entered, modified and cancelled during the period of 9:00am - 9:15am and will be matched at 9:20am. Any unfilled at-auction limit orders will be converted into limit orders and carried forward to the Continuous Trading Session provided that the specified price of that at-auction limit order does not deviate 9 times or more from the nominal price.

 (v) At-auction Order (sell only)
An at-auction order (sell only) is a sell order with no specified price and is entered during pre-opening session.  At-auction order (sell only) can only be entered during the period of 9:00am - 9:20am, and can be modified and cancelled during 9:00-9:15am and will be matched at 9:20am.  Any unfilled at-auction orders (sell only) will be cancelled automatically before the continuous trading session.

* Internet securities trading cannot provide to place at-auction buy orders (no specified price) services.

(2) Inquiry
Today order status
Account balance
Portfolio
Transaction history (this week, last 2 weeks, last 3 weeks, this month)

(3) Stock Market Information
Real-time stock price quote, individual stock news, local and international financial news.

(4) Fund transfer (Service hours : Trading days 9:00am-5:00pm)
Transfer fund from registered savings account of Bank of Communications to securities account.

The HKEX securities market trading hours?

Note: All outstanding at-auction limit orders will be automatically carried forward from the pre-opening session to the continuous trading session.

Inquiries welcome

Important statement

This leaflet is only providing information; it is not and should not be interpreted as providing an invitation to buy / sell securities.

The following risk disclosure statement does not disclose information on all the risks involved. Before transaction or investment, you should be responsible for your own data collection and investment research. You should be aware of your own financial position and investment objectives carefully consider whether it is appropriate to trade or investment. We recommend you should seek independent financial and professional advices before you conduct any transactions. If you are unsure or do not understand the contents of the following risk disclosure statements or the investment nature and the associated risks involved with the transactions, you should seek independent professional advice.

Stock prices might fluctuate at times, and even dramatically fluctuate. Securities prices can go up or down, or even become valueless. The buy and sale of securities may not be able to make a profit, and may even incur losses.