Notice of Amendment to

BOCOM INTERNATIONAL SECURITIES LIMITED & BOCOM INTERNATIONAL ASSET MANAGEMENT LIMITED

“ADDENDUM IN RELATION TO INVESTOR IDENTIFICATION – ON-EXCHANGE ORDERS AND OFF-EXCHANGE TRADES REPORTABLE TO SEHK (“HKIDR”) AND REPORTING OF OTC SECURITIES TRANSACTIONS (“OTCR”)”

Date of Notice: 26 November 2021

Please be informed that the “ADDENDUM IN RELATION TO INVESTOR IDENTIFICATION – ON-EXCHANGE ORDERS AND OFF-EXCHANGE TRADES REPORTABLE TO SEHK (“HKIDR”) AND REPORTING OF OTC SECURITIES TRANSACTIONS (“OTCR”)” (referred as the “HKIDR and OTCR Addendum”), for existing client will be effective from 27 November 2021.

A copy of the “HKIDR and OTCR Addendum” is available on our website:

Addendum

Please note that it will constitute acknowledgement and acceptance of the revised Client Agreement by the Client and the amendment in the Addendum shall be binding on you if you continue to use our services after the Effective Date. If you do not accept the amendments in the Addendum, please terminate your account(s) before the Effective Date in accordance with your right of termination provided in the Client's Agreements and Risk Disclosure Statements.

BOCOM INTERNATIONAL SECURITIES LIMITED

BOCOM INTERNATIONAL ASSET MANAGEMENT LIMITED